WebDec 15, 2024 · States that have adopted or are finalizing requirements based on the NASAA model rules are: Arkansas, Kentucky, Maryland, Michigan, Mississippi, Nevada, Oklahoma, Rhode Island, South Carolina, Vermont, Washington, D.C., and Wisconsin. States that are currently proposing adoption of the model rules are: California, Colorado, Hawaii, and … WebBeginning Jan. 2024, every investment adviser representative (IAR) registered in a jurisdiction that adopts the model rule will be subject to its continuing education (CE) requirements. The mandatory CE program will apply to all registered IARs of both state-registered and federal covered investment advisers.

Three states implement continuing education rules for IARs

WebThis rule requires Investment Adviser Representatives (IARs) to complete 12 CE credits annually to maintain their IAR registration. The requirement includes six credits of Products and Practices content and six credits of Ethics and Professional Responsibility content. The NASAA Model Rule is being adopted on a state-by- state basis, but states ... WebThe NASAA Model Rule (Model Rule 2002-411(h) or 1956-204(b)(6)-CE) is being adopted on a state-by-state basis, but states are not required to adopt. However, if your state does … butters x male reader

More States Adopt Advisor CE Requirements ThinkAdvisor

WebWhich states have adopted the IAR CE requirement? IAR CE Courses How many courses do I have to take? Where can I take NASAA-approved courses? How are the courses delivered? Do I have to pass an assessment to complete a course? Credit Hours and Reporting Can I take the same course two years in a row, or take the same CE course more than once? Web• The IAR CE requirements begin to take effect on January 1, 2024, when the first states implement the model rule • The IAR CE requirements only apply to IARs in states that have adopted NASAA’s model rule. If the state does not adopt the model rule prior to January 1, 2024, implementation cannot occur until 2024. An IAR who is also ... WebJan 23, 2024 · The states have adopted a regulation that requires all IARs registered in their jurisdiction to complete 12 credit hours of courses — six hours in products and practice and six hours of ethics ... butters x cartman